About David A. Noyes & Company

1. Founded in 1908, David A. Noyes & Company is the oldest, Chicago-based brokerage firm. 
2. We operate a network of branch offices throughout the Midwest. 
3. We are independently owned and committed to our tradition of stability, integrity and performance.
4. David A. Noyes & Company is a member of the New York and Chicago Stock Exchanges, the Financial Industry Regulatory Authority, the Securities Industry and Financial Markets Association and the Securities Investor Protection Corporation.

A Great Place to Put Your Skills and Expertise to Use
David A. Noyes & Company provides an entrepreneurial environment that encourages independence. You’ll enjoy a flexible atmosphere that respects and supports your individual approach to client service. In addition, we offer one of the industry’s best compensation and incentive programs. 

Best of all, our investment executives have the freedom and flexibility of a smaller firm combined with the technology, resources and productivity tools usually associated only with national firms, such as:

1. ILX
2. Beta-Link
3. Envision and Infomax
4. Direct links to equity research and commentary from top firms and sources
5. Real-time news and email alerts, sales and productivity tools and tailored client material

Join a Small Team with Big Resources
We know that the ideal environment to create winning investment strategies for your clients is one where you can leverage your experience and expertise with the very best industry tools. When you join the David A. Noyes team, you’ll have access to top-flight financial resources.

Traditional and Advisory Products: In addition to traditional brokerage accounts, we also offers a variety of fee-based opportunities, including mutual fund wrap programs and separate account management. You’ll have access to affiliated and independent money managers, and the ability to integrate your own ideas.

Fixed Income Services: Our M.B. Vick division has helped clients address their fixed income needs for over 75 years. Our in-house traders and network of dealer contacts can provide you with the inventory and sales ideas to serve your clients’ needs. Our fixed income department is a service center—their cost is your cost. They are paid on revenue overrides, not from markups, allowing better value for you and your clients.

Investment Banking Group: The Investment Banking Group provides investment banking services to companies, specializing in merger and acquisitions advisory services, capital financings, strategic planning and related corporate finance assignments.

New Offerings: In addition to new offerings generated by our Investment Banking Group, you get access to new offerings on a national scale through our affiliations with First Clearing and regional and national brokerage firms. We participate in nearly every new issue, closed-end fund and preferred offering.

Envision: You’ll have access to Envision, a relationship and communication tool that represents the next generation of financial planning. The process involves identification of client life goals and linking them to their investment portfolio. Through highly advanced statistical modeling (Monte Carlo simulation), you can simulate more than 1,000 good and bad market and economic scenarios to generate probabilities of achieving those goals.

Retirement Planning: Utilize our retirement planning resources and tools for individuals as well as Retirement Plan Services for your corporate clients.

Estate Planning: Trusts and other estate planning tools as well as distribution of assets, trust management and other execution services are at your disposal.

Unlimited Account Protection: With trades clearing through First Clearing, LLC, cash and securities in client accounts are protected by SIPC for up to $500,000, $100,000 of which can be cash. Plus, there’s additional protection for the remaining net equity balance of cash and securities in the account. Of course, coverage does not protect against losses from changes in the market value of investments.

Grow Rewarding and Successful Client Relationships
Many David A. Noyes & Company clients have been with us for generations—a characteristic of our client base that is unique in this industry. Part of the reason for this extraordinary track record is that our family of skilled financial advisors find their careers at David A. Noyes & Company rewarding on many levels.